Leah Sciacca
Head of Financial Advice and Investment Management • ASIC
Leah leads ASIC’s Financial Advice and Investment Management team within the Regulation and Supervision group. The team oversees the regulatory work associated with financial advisers, advice licensees, managed investment schemes, wholesale funds, platforms and managed discretionary accounts. Prior to this role, Leah was ASIC’s Senior Executive Leader, Financial Advisers.
Leah has more than 13 years of regulatory experience and has worked on significant policy and enforcement initiatives. Leah is focused on improving access to good quality affordable advice and working to address conduct in the advice and investment management sectors that leads to poor consumer outcomes. Prior to joining ASIC, Leah was a practising financial adviser for over 10 years, representing several Australian financial services licensees and providing personal advice to retail clients. Leah holds a degree in Business from the Queensland University of Technology as well as a Graduate Diploma of Applied Corporate Governance.
Leah has more than 13 years of regulatory experience and has worked on significant policy and enforcement initiatives. Leah is focused on improving access to good quality affordable advice and working to address conduct in the advice and investment management sectors that leads to poor consumer outcomes. Prior to joining ASIC, Leah was a practising financial adviser for over 10 years, representing several Australian financial services licensees and providing personal advice to retail clients. Leah holds a degree in Business from the Queensland University of Technology as well as a Graduate Diploma of Applied Corporate Governance.
Talks
EXPAND: The Offshoring Advantage: Proven strategies from industry leaders
CPD: 0.75 hrs Client Care & Practice / 0.25 hrs Reg. Compliance and Consumer Protection
Wednesday, November 19
11:15 AM - 12:15 PM
Riverview 4
Session
NAVIGATE: Policy developments: Company collapses - FAAA leading the discussion
CPD: 1.25 hrs Reg. Compliance and Consumer Protection
Wednesday, November 19
2:30 PM - 3:45 PM
Riverview 5
Session